Richard Yeh
叶霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Yeh (叶霖), a licensed former licensee with CE reference ATH757. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2015-07-30 | 2018-07-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2015-07-30 | 2018-07-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-06 | 2015-06-26 |