Takayuki Saito
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Takayuki Saito ( ), a licensed former licensee with CE reference ATG731. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-07-29 | 2021-08-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-07-29 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-07-29 | 2021-08-19 |
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2015-07-29 | 2018-11-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2013-08-09 | 2015-04-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-27 | 2015-04-09 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2013-05-27 | 2015-04-09 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2013-05-27 | 2015-04-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2013-05-27 | 2013-08-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-07-06 | 2010-05-11 |