Stephen John Andrews
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen John Andrews ( ), a licensed former licensee with CE reference ATC362. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-28 | 2023-09-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 4 — Advising on securities | 2023-02-28 | 2023-09-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 9 — Asset management | 2023-02-28 | 2023-09-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-03 | 2023-02-28 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-03 | 2023-02-28 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2017-11-03 | 2023-02-28 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2009-08-28 | 2015-12-14 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2009-06-10 | 2009-08-25 |