Steven Kent Chesney
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Kent Chesney ( ), a licensed former licensee with CE reference ATB731. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-03-11 | 2015-04-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2010-02-19 | 2015-04-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2009-06-08 | 2009-09-11 |