Cheuk Lam (SFC:ASX897) Wong
王卓琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Lam (SFC:ASX897) Wong (王卓琳), a licensed former licensee with CE reference ASX897. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Smart Empire Asset Management Limited 明堡資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-13 | 2021-09-26 |
| Smart Empire Asset Management Limited 明堡資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-05-13 | 2021-09-26 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-19 | 2019-07-05 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-28 | 2019-07-05 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-29 | 2018-08-10 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-05 | 2016-09-30 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-04-05 | 2016-09-30 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-22 | 2011-01-14 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2010-06-22 | 2011-01-14 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-23 | 2010-03-12 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-05 | 2010-03-12 |