Robert B Karofsky

CE No. ASX340 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert B Karofsky (), a licensed former licensee with CE reference ASX340. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2018-06-21 2025-03-07
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2018-03-14 2018-03-16
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2017-10-20 2017-10-27
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2017-07-07 2017-07-14
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2017-01-06 2017-01-13
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2016-09-15 2016-09-23
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2009-05-06 2009-06-30
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2009-05-06 2009-06-30

Related