Hoi Wai Tam
譚凱惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Wai Tam (譚凱惠), a licensed former licensee with CE reference ASX253. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-02 | 2014-03-31 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-02 | 2014-03-31 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-07-02 | 2014-03-31 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-04 | 2009-07-18 |