Wei (SFC:ASU040) Guo
郭煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei (SFC:ASU040) Guo (郭煒), CE reference ASU040. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2018-05-02 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2018-05-02 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-06-10 | 2018-05-02 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-06-10 | 2018-05-02 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-06-10 | 2023-01-25 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-30 | 2010-02-05 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-30 | 2010-02-05 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-06-30 | 2010-02-05 |