Shing Yin Chan
陳聖賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Yin Chan (陳聖賢), a licensed former licensee with CE reference AST185. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-08-15 | 2018-08-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-16 | 2016-01-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2009-04-08 | 2011-03-12 |