Olivier Louis Lucien Thiriet
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Olivier Louis Lucien Thiriet ( ), a licensed former licensee with CE reference ASS294. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2013-08-15 | 2023-03-24 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2013-08-15 | 2018-12-19 |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2013-08-15 | 2023-03-24 |
| Merrill Lynch Far East Limited | RO | Type 7 — Providing automated trading services | 2013-08-15 | 2018-11-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-19 | 2013-03-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-10-07 | 2013-03-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-10-07 | 2013-03-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2009-10-07 | 2013-03-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-03 | 2009-10-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-04-03 | 2009-10-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-04-03 | 2009-10-07 |