Xiao (SFC:ASP710) Ma
馬驍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:ASP710) Ma (馬驍), a licensed former licensee with CE reference ASP710. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2022-12-15 | 2023-07-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2019-11-14 | 2023-07-27 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-11-14 | 2023-07-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2019-11-14 | 2023-07-27 |
| M3 Capital Partners (HK) Limited | Rep | Type 1 — Dealing in securities | 2009-04-17 | 2010-02-12 |