Stephane Edouard Andre Guy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephane Edouard Andre Guy, a licensed former licensee with CE reference ASP487. This person has 1.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-05-05 | 2012-10-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-05-05 | 2012-10-25 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-05 | 2012-10-25 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-05 | 2012-10-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-24 | 2009-06-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-24 | 2009-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephane Edouard Andre Guy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.