Mari Sasao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mari Sasao ( ), a licensed former licensee with CE reference ASP228. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-07 | 2013-06-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-07 | 2013-06-01 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-20 | 2009-04-24 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-20 | 2009-04-24 |