Yiu Candy Alice Pun
潘瑶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Candy Alice Pun (潘瑶), a licensed former licensee with CE reference ASP010. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-13 | 2016-12-20 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-13 | 2016-12-20 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-13 | 2016-12-20 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-26 | 2015-06-27 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-15 | 2012-12-01 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-15 | 2012-12-01 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-18 | 2010-09-09 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-18 | 2010-09-09 |