Dennis Chow Sang Tam
譚秋生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Chow Sang Tam (譚秋生), a licensed former licensee with CE reference ASO438. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-17 | 2011-06-30 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-13 | 2012-11-12 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-13 | 2012-11-12 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2009-06-25 | 2010-09-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-11 | 2010-09-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-11 | 2010-09-01 |