Mimi Kam Yiu Tang
鄧錦堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mimi Kam Yiu Tang (鄧錦堯), a licensed former licensee with CE reference ASN869. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-24 | 2014-09-15 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 4 — Advising on securities | 2013-07-24 | 2014-09-15 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-23 | 2013-07-24 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-23 | 2013-07-24 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 9 — Asset management | 2013-07-23 | 2014-09-15 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-21 | 2013-02-28 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-06 | 2012-08-21 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-06 | 2010-11-03 |