Mimi Kam Yiu Tang
鄧錦堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mimi Kam Yiu Tang (鄧錦堯), a licensed former licensee with CE reference ASN869. This person has 4.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 1 - Dealing in securities | 2013-07-24 | 2014-09-15 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 4 - Advising on securities | 2013-07-24 | 2014-09-15 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-23 | 2013-07-24 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-23 | 2013-07-24 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 9 - Asset management | 2013-07-23 | 2014-09-15 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-08-21 | 2013-02-28 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-06 | 2012-08-21 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-06 | 2010-11-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mimi Kam Yiu Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.