Ka Wing Yau
邱家榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing Yau (邱家榮), CE reference ASL909. Currently licensed at 3 firm(s): Emperor International Exchange (Hong Kong) Company Limited, Emperor Futures Limited, Emperor Securities Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2020-11-20 | present |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-07-05 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-22 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-10 | 2009-07-01 |