John Piljung Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Piljung Kim ( ), a licensed former licensee with CE reference ASL857. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-22 | 2014-10-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-01-04 | 2010-04-20 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-01-04 | 2010-04-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-02-20 | 2010-04-20 |