Allen Shengjie Zhao
趙勝捷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allen Shengjie Zhao (趙勝捷), a licensed former licensee with CE reference ASL728. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-11-04 | 2016-05-21 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-04 | 2016-05-21 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-19 | 2010-07-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-02-19 | 2010-07-28 |