Robert Fox
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Fox ( ), a licensed former licensee with CE reference ASL255. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-11-25 | 2014-07-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-11-25 | 2014-07-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-11-25 | 2014-07-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-02-16 | 2011-03-09 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2009-02-16 | 2011-03-09 |