Verna Yu-Ting Lin
林玉婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Verna Yu-Ting Lin (林玉婷), a licensed former licensee with CE reference ASK367. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-28 | 2019-03-11 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
RO | Type 4 — Advising on securities | 2019-02-28 | 2019-03-11 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-13 | 2017-09-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-19 | 2017-02-12 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-26 | 2012-07-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-05 | 2012-08-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-05 | 2010-04-19 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-02-05 | 2010-04-19 |