Hanying Ye
叶含英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hanying Ye (叶含英), a licensed Representative with CE reference ASK326. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-07 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-09-11 | 2015-01-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-02-05 | 2009-06-26 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-02-05 | 2009-06-26 |