Rong (SFC:ASH827) Wu
吳蓉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rong (SFC:ASH827) Wu (吳蓉), a licensed former licensee with CE reference ASH827. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-02 | 2013-05-15 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-16 | 2012-04-29 |