Stephen See Tsun Li
李思進
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen See Tsun Li (李思進), a licensed former licensee with CE reference ASH731. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-21 | 2010-02-05 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2009-01-21 | 2010-02-05 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2009-01-21 | 2010-02-05 |