Ke (SFC:ASD553) Zhong
鍾科
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ke (SFC:ASD553) Zhong (鍾科), a licensed former licensee with CE reference ASD553. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-11 | 2012-12-17 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2011-07-11 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-11 | 2012-12-17 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-12-16 | 2011-06-09 |