Siu Wai Ng
吳少維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai Ng (吳少維), a licensed former licensee with CE reference ASD269. This person has 3.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-25 | 2013-05-11 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-11-13 | 2010-09-29 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-02 | 2010-09-29 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-02 | 2010-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Wai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.