Fiona Maeve Lake
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fiona Maeve Lake ( ), a licensed former licensee with CE reference ART583. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-01-16 | 2019-01-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-04-23 | 2018-04-27 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-11-22 | 2017-12-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2008-11-06 | 2015-11-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2008-11-06 | 2015-11-17 |