Fiona Maeve Lake

CE No. ART583 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fiona Maeve Lake (), a licensed former licensee with CE reference ART583. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2019-01-16 2019-01-24
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2018-04-23 2018-04-27
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2017-11-22 2017-12-13
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities 2008-11-06 2015-11-17
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 4 - Advising on securities 2008-11-06 2015-11-17

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