Kevin Shane Lee Hardy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Shane Lee Hardy, a licensed former licensee with CE reference ART547. This person has 9.3 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 1 - Dealing in securities | 2013-01-22 | 2018-02-28 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-01-22 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-01-22 | 2018-02-28 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 4 - Advising on securities | 2013-01-22 | 2018-02-28 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-01-22 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 9 - Asset management | 2013-01-22 | 2018-02-28 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 9 - Asset management | 2013-01-22 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-08 | 2013-01-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-08 | 2013-01-22 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-08 | 2013-01-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-08 | 2013-01-22 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-10-08 | 2013-01-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2012-10-08 | 2013-01-22 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 2 - Dealing in futures contracts | 2011-11-02 | 2012-09-28 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 9 - Asset management | 2011-09-05 | 2012-09-28 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 - Dealing in securities | 2009-01-29 | 2012-09-28 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | 2008-10-27 | 2009-01-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kevin Shane Lee Hardy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.