Joseph Chau Chang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Chau Chang, a licensed former licensee with CE reference ART436. This person has 2.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-03-25 | 2011-12-24 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-18 | 2010-06-30 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-18 | 2010-06-30 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-12-18 | 2010-06-30 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | Rep | Type 1 - Dealing in securities | 2008-11-18 | 2009-03-31 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | Rep | Type 4 - Advising on securities | 2008-11-18 | 2009-03-31 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | Rep | Type 6 - Advising on corporate finance | 2008-11-18 | 2009-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Chau Chang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| David Paul Putnam | Houlihan Lokey (China) Limited | 2008–2010 |
| David Abraham Preiser | Houlihan Lokey (China) Limited | 2008–2010 |
| Wen Hua | Houlihan Lokey (China) Limited | 2008–2010 |
| Jeff Downing Wilson | Houlihan Lokey (China) Limited | 2008–2010 |
| Danmin Yan | Houlihan Lokey (China) Limited | 2008–2010 |
| Xiangyun Zeng | Houlihan Lokey (China) Limited | 2009–2010 |
| He Sun | BOCI Asia Limited | 2011 |
| Jia Wang | BOCI Asia Limited | 2011 |
| Meng Hua Ng | BOCI Asia Limited | 2011 |
| Vincent Chi Kin Lau | BOCI Asia Limited | 2011 |
| William Wai Tak Tong | BOCI Asia Limited | 2011 |
| Dijiang Zhang | BOCI Asia Limited | 2011 |
| Kam Kai Ho | BOCI Asia Limited | 2011 |
| Chun Fai Fong | BOCI Asia Limited | 2011 |
| Paul Chau | BOCI Asia Limited | 2011 |
| Steven Wing Shing Lo | BOCI Asia Limited | 2011 |
| Xiaolu Chen | BOCI Asia Limited | 2011 |
| Wayne Holt Chan | BOCI Asia Limited | 2011 |
| Yat Sing Chan | BOCI Asia Limited | 2011 |
| Kam Pui Chan | BOCI Asia Limited | 2011 |