Dong (SFC:ARS750) Li
李東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong (SFC:ARS750) Li (李東), a licensed former licensee with CE reference ARS750. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-22 | 2015-03-03 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-12-22 | 2015-03-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-10-15 | 2013-09-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-10-15 | 2013-09-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-10-15 | 2013-09-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2008-10-15 | 2013-09-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2008-10-15 | 2013-09-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2008-10-15 | 2013-09-25 |