Dong Li
李東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Li (李東), a licensed former licensee with CE reference ARS750. This person has 5.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-22 | 2015-03-03 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-12-22 | 2015-03-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-10-15 | 2013-09-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-10-15 | 2013-09-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-10-15 | 2013-09-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2008-10-15 | 2013-09-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2008-10-15 | 2013-09-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2008-10-15 | 2013-09-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dong Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.