Frank Chen
陳大康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Chen (陳大康), a licensed former licensee with CE reference ARR529. This person has 5.3 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maoyuan Capital (HK) Limited 茂源資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-10-30 | 2026-06-30 |
| Maoyuan Capital (HK) Limited 茂源資本(香港)有限公司 |
RO | Type 9 - Asset management | 2023-10-30 | 2026-06-30 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-04-21 | 2011-12-21 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-03-02 | 2011-03-09 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2011-03-02 | 2011-03-09 |
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | 2011-03-02 | 2011-03-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-07 | 2010-09-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-11-07 | 2010-09-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-02 | 2010-09-08 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-10-02 | 2008-11-24 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2008-10-02 | 2008-11-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frank Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.