Christian James Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christian James Chan ( ), a licensed former licensee with CE reference ARQ002. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-29 | 2010-10-08 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-12-19 | 2009-05-20 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-19 | 2009-05-20 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-19 | 2009-05-20 |