Ka Lam Yu
余嘉琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lam Yu (余嘉琳), a licensed former licensee with CE reference ARP477. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-23 | 2025-08-30 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-23 | 2025-08-30 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-20 | 2021-05-25 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-20 | 2021-05-25 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-31 | 2016-04-22 |