Yiyang Tao
陶憶阳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiyang Tao (陶憶阳), a licensed former licensee with CE reference ARP395. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-23 | 2022-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-23 | 2022-06-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-10 | 2015-06-23 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-01-10 | 2015-06-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-09-11 | 2010-09-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-09-11 | 2010-09-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-09-11 | 2010-09-22 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2008-09-11 | 2010-09-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2008-09-11 | 2010-09-22 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2008-09-11 | 2010-09-22 |