Sung Hwan Oh

CE No. ARO583 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sung Hwan Oh (), a licensed former licensee with CE reference ARO583. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2016-06-02 2016-06-03
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2016-06-02 2016-06-03
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2016-05-09 2016-05-11
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2016-05-09 2016-05-11
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2015-07-08 2015-07-10
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2015-07-08 2015-07-10
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2014-11-05 2014-11-07
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2014-11-05 2014-11-07
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2014-02-17 2014-02-19
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2014-02-17 2014-02-19
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2013-01-07 2013-01-09
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2013-01-07 2013-01-09
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities 2008-09-08 2009-05-16
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 6 - Advising on corporate finance 2008-09-08 2009-05-16

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