Yingyi Yu
余盈意
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yingyi Yu (余盈意), a licensed former licensee with CE reference ARM929. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2016-10-25 | 2017-06-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2016-10-25 | 2017-06-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2008-08-20 | 2016-07-27 |