Xue (SFC:ARM171) Wang
王雪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xue (SFC:ARM171) Wang (王雪), CE reference ARM171. Currently licensed at 1 firm(s): Wells Fargo Securities Asia Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | Type 1 — Dealing in securities | 2026-03-12 | present |
| Wells Fargo Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2026-03-12 | present |
| Wells Fargo Securities Asia Limited | RO | Type 4 — Advising on securities | 2026-03-12 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2026-01-16 | 2026-03-12 |
| Wells Fargo Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2026-01-16 | 2026-03-12 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2026-01-16 | 2026-03-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-24 | 2025-09-08 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 2 — Dealing in futures contracts | 2024-10-24 | 2025-09-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2019-08-16 | 2024-10-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-12 | 2024-10-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-09-14 | 2013-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-23 | 2010-09-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-09-23 | 2010-09-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-31 | 2019-05-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-14 | 2009-08-17 |