Arnaud Marie Daniel Bastit
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arnaud Marie Daniel Bastit ( ), a licensed former licensee with CE reference ARL443. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-02-24 | 2012-01-09 |
| Nomura Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2011-02-24 | 2012-01-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-02-24 | 2012-01-09 |
| Nomura Securities (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2011-02-24 | 2012-01-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-19 | 2011-02-24 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-07-19 | 2011-02-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-19 | 2011-02-24 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-07-19 | 2011-02-24 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-04 | 2008-08-17 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-04 | 2008-08-17 |