Arnaud Marie Daniel Bastit

CE No. ARL443 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arnaud Marie Daniel Bastit (), a licensed former licensee with CE reference ARL443. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 1 — Dealing in securities 2011-02-24 2012-01-09
Nomura Securities (Hong Kong) Limited RO Type 1 — Dealing in securities 2011-02-24 2012-01-09
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 2 — Dealing in futures contracts 2011-02-24 2012-01-09
Nomura Securities (Hong Kong) Limited RO Type 2 — Dealing in futures contracts 2011-02-24 2012-01-09
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2010-07-19 2011-02-24
Nomura Securities (Hong Kong) Limited Rep Type 1 — Dealing in securities 2010-07-19 2011-02-24
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2010-07-19 2011-02-24
Nomura Securities (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2010-07-19 2011-02-24
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 — Dealing in securities 2008-08-04 2008-08-17
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 2 — Dealing in futures contracts 2008-08-04 2008-08-17

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