Hital Prakash Desai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hital Prakash Desai ( ), a licensed former licensee with CE reference ARL105. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-06-17 | 2017-04-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-06-17 | 2017-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-06-17 | 2017-04-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2013-06-17 | 2017-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2013-06-17 | 2017-04-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2013-06-17 | 2017-04-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-24 | 2013-03-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-24 | 2012-07-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-22 | 2013-03-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2008-07-30 | 2010-06-11 |