Wai Ming (SFC:ARK027) Lam
林惠明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming (SFC:ARK027) Lam (林惠明), a licensed former licensee with CE reference ARK027. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-29 | 2011-07-18 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2008-07-29 | 2011-07-18 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2008-07-29 | 2011-07-18 |