Chun Pong Lam
林俊邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Pong Lam (林俊邦), a licensed former licensee with CE reference ARJ905. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-01-14 | 2015-11-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-01-14 | 2015-11-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-01-14 | 2015-11-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-01-14 | 2015-11-30 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-28 | 2011-12-23 |