James Emilian Thomas Pitts

CE No. ARJ704 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Emilian Thomas Pitts (), a licensed former licensee with CE reference ARJ704. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-11-07 2017-06-01
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 7 - Providing automated trading services 2008-11-07 2013-11-01
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2008-07-25 2017-06-01
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 1 - Dealing in securities 2008-07-25 2014-11-14
Credit Suisse Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2008-07-25 2008-11-24
Credit Suisse Futures (Hong Kong) Limited Rep Type 7 - Providing automated trading services 2008-07-25 2008-11-24

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