Kin Kee Lo
盧建基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Kee Lo (盧建基), a licensed former licensee with CE reference ARJ538. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-15 | 2014-11-30 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-15 | 2014-11-30 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-29 | 2008-10-14 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-29 | 2008-10-14 |