Gavin David Connor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gavin David Connor, CE reference ARJ485. Currently licensed at 1 firm(s): Merrill Lynch Far East Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-09-16 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2013-09-16 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-09-16 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 7 — Providing automated trading services | 2013-09-16 | 2018-11-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2013-05-31 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-10-20 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-29 | 2013-05-31 |