Taewon Kim
金泰源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Taewon Kim (金泰源), a licensed former licensee with CE reference ARI057. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-10-16 | 2021-04-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-02 | 2015-08-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-14 | 2013-09-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-14 | 2013-09-16 |