Henek Hon Ning Lo
羅漢寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henek Hon Ning Lo (羅漢寧), a licensed former licensee with CE reference ARH504. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-11 | 2012-06-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2010-08-16 | 2011-03-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2010-08-16 | 2011-03-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-07-10 | 2011-03-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-07-10 | 2011-03-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-07-10 | 2011-03-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2008-07-10 | 2011-03-04 |