Dhruv Arora
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dhruv Arora ( ), a licensed former licensee with CE reference ARG980. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2013-06-19 | 2015-04-30 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2011-11-28 | 2015-04-30 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2008-07-04 | 2015-04-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-07-04 | 2015-04-30 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2008-07-04 | 2015-04-30 |