Wan (SFC:ARG933) Wang
王菀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan (SFC:ARG933) Wang (王菀), CE reference ARG933. Currently licensed at 1 firm(s): Valliance Asset Management Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valliance Asset Management Limited | Rep | Type 9 — Asset management | 2021-04-15 | present |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-01 | 2021-04-05 |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 |
RO | Type 9 — Asset management | 2020-09-01 | 2021-04-05 |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-03 | 2020-09-01 |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-05-03 | 2020-09-01 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-07-20 | 2016-02-16 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2015-07-20 | 2016-02-16 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-06 | 2015-06-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2013-11-06 | 2015-06-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2013-11-06 | 2015-06-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2012-11-15 | 2015-06-01 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2008-07-04 | 2012-11-06 |