Ho Yan (SFC:ARG595) Lau
劉可茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yan (SFC:ARG595) Lau (劉可茵), a licensed former licensee with CE reference ARG595. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-22 | 2019-05-15 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-22 | 2019-05-15 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-11 | 2019-05-15 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-25 | 2017-02-16 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-03 | 2014-11-20 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-24 | 2010-07-26 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-30 | 2010-07-26 |